ITS TradeThru Manager

Originally developed for IIROC, the ITS TradeThru Manager tool is generally used by compliance personnel for investigating trading activity within the firm.

 

It provides a dynamic presentation which generates alerts when a possible regulatory infraction occurs in trading activities. ITS TradeThru Manager is widely used within the medium / large broker-dealers.

 

ITS TradeThru Manager features include:

  • Firmwide summary display of possible book and/or trade thrus
  • Complete history available on a day by day presentation
  • Dynamically updates with audible or visible alerts
  • Can decrypt private information from destinations which permit it
  • Detail description of the order and the market places at the time of infractions
  • Details can be exported to Excel or text file format

 

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